Pneumonia — CAP, HAP, VAP
Contents (8)
Pneumonia is acute lower respiratory tract infection characterized by consolidation of lung parenchyma with inflammatory exudate. Community-acquired pneumonia (CAP) occurs in outpatient settings, hospital-acquired pneumonia (HAP) develops ≥48 hours after hospital admission, and ventilator-associated pneumonia (VAP) occurs in intubated patients ≥48 hours after mechanical ventilation initiation. These three entities have distinct microbiology, risk factors, and management strategies, making classification essential for appropriate empiric antibiotic selection and prognostication.
Typical bacterial (alveolar-filling, lobar) CAP
- Streptococcus pneumoniae: the single most common bacterial cause of CAP; polysaccharide capsule resists opsonization until type-specific antibody appears
- ***Haemophilus influenzae* and *Moraxella catarrhalis***: favor damaged airways (COPD, bronchiectasis, smoking); both are frequently beta-lactamase producers
- Klebsiella pneumoniae and other Enterobacterales: aspiration-prone hosts with alcohol use disorder or diabetes
- Staphylococcus aureus (including MRSA): classically post-influenza, when viral denudation of respiratory epithelium exposes adhesion sites; may be necrotizing
Atypical (interstitial, intracellular or cell wall–deficient)
- Mycoplasma pneumoniae: young, crowded settings (dorms, barracks); no cell wall, so beta-lactams fail
- Legionella pneumophila: aerosolized water — cooling towers, hot tubs, hospital plumbing; replicates within alveolar macrophages
- Chlamydia pneumoniae, C. psittaci (birds), Coxiella burnetii (parturient livestock)
Viral: influenza, SARS-CoV-2, RSV, human metapneumovirus, adenovirus — a major share of adult CAP, and the setup for bacterial superinfection.
Aspiration/anaerobic: oral flora and anaerobes reaching dependent segments — superior segment of lower lobes or posterior upper lobes when supine.
HAP/VAP: biofilm on the endotracheal tube plus gastric/oropharyngeal colonization shift flora toward Pseudomonas aeruginosa, MRSA, Acinetobacter, and ESBL-producing Enterobacterales.
Immunocompromised: Pneumocystis jirovecii (CD4 <200), Nocardia, endemic fungi, Aspergillus, CMV.
Modifiable risk factors: cigarette smoking, alcohol use disorder, opioid/sedative use and general anesthesia (blunted gag), poor dentition, malnutrition, acid suppression with PPIs, supine positioning and prolonged mechanical ventilation, missed pneumococcal and influenza vaccination (ACIP recommends pneumococcal conjugate vaccination for all adults ≥50 and for younger adults with qualifying conditions).
Non-modifiable risk factors: age ≥65, COPD/bronchiectasis/cystic fibrosis, prior stroke or neuromuscular dysphagia, heart failure, chronic kidney or liver disease, asplenia and sickle cell disease (encapsulated organisms), HIV, hematologic malignancy.
- Aspiration and inoculation: Microorganisms bypass upper airway defenses (impaired gag reflex, altered consciousness, aspiration during sleep) and colonize distal airways; in VAP, biofilm formation on endotracheal tubes facilitates bacterial adherence and chronic infection
- Impaired mucociliary clearance: Loss of ciliary function (smoking, viral infection, intubation) and decreased surfactant production reduce mechanical clearance; ventilator-associated lung injury exacerbates this through positive pressure trauma and ventilator dyssynchrony
- Breakdown of alveolar-capillary barrier: Bacterial virulence factors (lipopolysaccharide, exotoxins, proteases) and host inflammatory mediators (TNF-α, IL-1, IL-6) trigger neutrophil infiltration and release of proteolytic enzymes, causing increased vascular permeability, pulmonary edema, and impaired gas exchange
- Host defense failure: Immunosuppression (age, malnutrition, chronic disease, immunosuppressive medications), complement depletion, and compromised opsonization reduce pathogen clearance and promote bacterial proliferation
- Organ dysfunction cascade: Systemic inflammation leads to SIRS/sepsis; impaired oxygenation causes V/Q mismatch and hypoxemia; metabolic acidosis and shock develop in severe cases
Community-Acquired Pneumonia (CAP)
- Acute onset: Fever (38.5–40°C), cough (productive with purulent or rusty sputum), dyspnea, and pleuritic chest pain developing over hours to days
- Constitutional symptoms: Fatigue, malaise, myalgias; atypical presentations more common in elderly (confusion, functional decline) and immunocompromised (minimal fever, subtle infiltrates)
- Physical examination: Tachypnea (RR >20), tachycardia, crackles/rales on auscultation, dullness to percussion and egophony if consolidation present; hypoxia on pulse oximetry
- Clinical variants: Atypical pneumonia (Mycoplasma, Legionella, Chlamydia) presents with prominent extrapulmonary symptoms (headache, GI symptoms, rash); aspiration pneumonia often occurs in dependent lung segments (posterior apical, superior basal)
Hospital-Acquired Pneumonia (HAP) and Ventilator-Associated Pneumonia (VAP)
- Fever and respiratory deterioration: New or progressive fever, increased sputum production (purulent or blood-tinged), hypoxemia, increase in ventilator settings or failure to wean
- Subtle presentation: HAP/VAP may present insidiously without classic fever; VAP often detected through routine surveillance (increasing secretion volume/character, fever spikes)
- Clinical pearl: VAP diagnosis is challenging because any mechanically ventilated patient develops some degree of airway colonization; clinical worsening must be correlated with microbiologic data to avoid overtreatment
CAP Diagnosis
- Clinical criteria + imaging: Symptoms (cough, dyspnea, fever) plus infiltrate on chest X-ray (CXR) or CT; typical patterns include lobar consolidation (bacterial), interstitial or patchy infiltrates (atypical organisms or viral)
- Sputum culture and Gram stain: Not routinely required for outpatient CAP but useful in hospitalized patients; Gram-negative diplococci suggest Streptococcus pneumoniae, gram-negative rods suggest Enterobacteriaceae, and curved gram-negative rods suggest Legionella
- Blood cultures: Obtain in all hospitalized patients (positive in ~10–15% of CAP); ≥2 sets before antibiotics to improve yield
- Pneumonia severity assessment tools: CURB-65 (Confusion, Urea >7 mmol/L, Respiratory rate ≥30, Blood pressure SBP <90 or DBP ≤60, age ≥65) or PSI (Pneumonia Severity Index); scores guide outpatient vs. admission decisions
- Additional testing: Procalcitonin may aid in distinguishing bacterial from viral pneumonia (elevated in bacterial); respiratory viral PCR or multiplex panels increasingly used; Legionella and Streptococcus pneumoniae urinary antigens useful in severe CAP
HAP/VAP Diagnosis
- Clinical suspicion with microbiologic confirmation: Lower respiratory tract specimens (endotracheal aspirate, bronchoalveolar lavage [BAL], protected specimen brush) sent for culture; quantitative cultures help differentiate colonization from true infection
- Diagnostic criteria (VAP): Clinical criteria (fever, new/progressive infiltrate, purulent secretions) plus either quantitative BAL culture ≥104 CFU/mL or quantitative PSB culture ≥103 CFU/mL; clinical pulmonary infection score (CPIS) ≥6 suggests VAP requiring antibiotics
- Imaging: CXR may show new infiltrates, but in ventilated patients baseline changes limit sensitivity; CT reserved for complicated cases or diagnostic uncertainty
CAP Treatment — Outpatient (Non-Severe)
- First-line: Amoxicillin-clavulanate 875 mg PO BID × 5–7 days OR macrolide (azithromycin 500 mg day 1, then 250 mg daily × 4 days) for suspected Streptococcus pneumoniae and Haemophilus influenzae
- Alternative: Fluoroquinolone monotherapy (levofloxacin 750 mg daily × 5 days or moxifloxacin 400 mg daily × 5 days) covers both typical and atypical organisms; preferred if concern for atypical pathogens
CAP Treatment — Hospitalized (Non-Severe)
- First-line regimen: Ceftriaxone 1 g IV Q12H (or cefotaxime 1 g IV Q8H) PLUS azithromycin 500 mg IV daily (or fluoroquinolone if macrolide contraindicated); covers S. pneumoniae, H. influenzae, and atypical pathogens
- Duration: 5–7 days total (switch to oral step-down when clinically stable and tolerating PO)
CAP Treatment — ICU/Severe (with Risk Factors for Pseudomonas or Other MDR)
- Empiric coverage: Antipseudomonal beta-lactam (piperacillin-tazobactam 4.5 g IV Q6H OR cefepime 2 g IV Q12H OR meropenem 1 g IV Q8H) PLUS antipseudomonal fluoroquinolone (ciprofloxacin 400 mg IV Q8H) OR aminoglycoside (gentamicin/tobramycin dosing per renal function)
- Atypical coverage: Add azithromycin 500 mg IV daily or doxycycline for Legionella (especially if nosocomial source or travel history)
- De-escalation: Narrow spectrum once cultures/sensitivities available; typical step-down after 48–72 hours clinical improvement
HAP Treatment
- Early HAP (<5 days, low risk of MDR): Ceftriaxone 1 g IV Q12H or ampicillin-sulbactam 3 g IV Q6H covers S. pneumoniae, H. influenzae, E. coli, Klebsiella
- **Late HAP (≥5 days, high risk of MDR including Pseudomonas, Acinetobacter, *Staphyloc
Pleural and parenchymal
- Parapneumonic effusion: inflammatory capillary leak into the pleural space; persistent fever plus a layering effusion. Uncomplicated effusions resolve with antibiotics alone
- Empyema (emergency): bacterial invasion of the pleural space with loculation and fibrin deposition. Signaled by pleural fluid pH <7.20, glucose low, LDH markedly elevated, or frank pus/positive Gram stain — antibiotics alone will not sterilize it, so tube thoracostomy (± intrapleural fibrinolytic/DNase or VATS decortication) is required
- Lung abscess / necrotizing pneumonia: tissue destruction by anaerobes, Klebsiella, or PVL-producing S. aureus; air-fluid level on upright film, foul-smelling sputum
- Bronchopleural fistula and pneumatocele: late sequelae of necrotizing infection
Systemic
- Sepsis and septic shock (emergency): cytokine-driven vasoplegia; hypotension refractory to fluids plus lactate elevation — the Surviving Sepsis Campaign calls for cultures, early broad-spectrum antibiotics, and fluid resuscitation without delay
- ARDS (emergency): diffuse alveolar damage with bilateral infiltrates and hypoxemia not explained by cardiogenic edema; requires low-tidal-volume ventilation
- Metastatic infection: pneumococcal bacteremia seeding meninges, joints, or heart valves (Austrian syndrome — pneumonia, meningitis, endocarditis)
- SIADH with hyponatremia: classically Legionella
- Cold-agglutinin hemolytic anemia, erythema multiforme/SJS, and Guillain–Barré: Mycoplasma
- Decompensation of comorbidity: acute MI, AF, and heart failure exacerbation in the weeks after pneumonia
Treatment-related
- ***Clostridioides difficile* colitis**: flora disruption from any regimen, especially fluoroquinolones and broad beta-lactams
- Vancomycin nephrotoxicity: risk rises with concurrent piperacillin-tazobactam; the 2020 IDSA/ASHP consensus dose vancomycin to a 24-hour AUC/MIC of 400–600, not to a AUC/MIC 400-600 per the 2020 IDSA/ASHP consensus
- Fluoroquinolones: QT prolongation, tendinopathy/rupture, aortopathy, CNS effects, dysglycemia
- Macrolides: QT prolongation and CYP3A4 interactions
- Aminoglycosides: dose-dependent ototoxicity and acute tubular necrosis
- Linezolid: thrombocytopenia and serotonin syndrome with SSRIs
- Sputum color is a scripted clue: rust-colored sputum → S. pneumoniae; currant-jelly sputum in an alcohol-using patient with an upper-lobe bulging fissure → Klebsiella; foul-smelling sputum with an air-fluid level → anaerobic aspiration abscess
- Hyponatremia + diarrhea + transaminitis + high fever with relative bradycardia → Legionella. Best next test is the urinary antigen (detects serogroup 1 only), and treatment is a respiratory fluoroquinolone or azithromycin — a beta-lactam alone will fail
- Cold agglutinins, bullous myringitis, or target lesions in a college student with a chest film worse than the exam → Mycoplasma; treat with a macrolide or doxycycline, never a beta-lactam (no cell wall)
- Cavitary pneumonia days after influenza → S. aureus; if MRSA is plausible, add vancomycin (AUC-guided per the 2020 IDSA/ASHP consensus) or linezolid
- The single best next step in persistent fever despite appropriate antibiotics with a layering effusion is diagnostic thoracentesis, not antibiotic escalation — you are looking for an empyema that needs drainage
- HIV with CD4 <200, subacute dyspnea, diffuse ground-glass, and a markedly elevated LDH → Pneumocystis jirovecii; TMP-SMX plus adjunctive corticosteroids when hypoxemia is significant (PaO₂ <70 mmHg on room air or A–a gradient ≥35)
- Distractor to avoid — "healthcare-associated pneumonia": the IDSA/ATS 2019 CAP guideline abandoned the HCAP category. Do not reflexively give MRSA/Pseudomonas coverage just because a patient came from a nursing home or had recent dialysis; base it on prior respiratory isolation of the organism, recent IV antibiotics, structural lung disease, or severe illness
- Distractor to avoid — procalcitonin: it may support de-escalation, but IDSA/ATS explicitly says a low procalcitonin should not withhold empiric antibiotics in clinically suspected CAP. Likewise, routine follow-up chest imaging in a clinically improving patient is not required